Certified Specialist Programme in Financial Markets Compliance
-- ViewingNowThe Certified Specialist Programme in Financial Markets Compliance is a comprehensive course designed to equip learners with critical skills in financial markets compliance. This program underscores the importance of compliance in the financial sector, especially in the post-financial crisis era, where regulatory scrutiny is at an all-time high.
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CourseDetails
• Financial Markets Compliance Overview
• Regulatory Environment for Financial Markets
• Compliance Risk Management in Financial Markets
• Anti-Money Laundering (AML) & Combating the Financing of Terrorism (CFT)
• KYC (Know Your Customer) and Customer Due Diligence (CDD)
• Insider Trading & Market Manipulation
• Data Privacy & Information Security in Financial Markets
• Trade Surveillance & Reporting
• Ethics in Financial Markets Compliance
• Developing & Implementing a Compliance Program
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EntryRequirements
- BasicUnderstandingSubject
- ProficiencyEnglish
- ComputerInternetAccess
- BasicComputerSkills
- DedicationCompleteCourse
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- NotAccreditedRecognized
- NotRegulatedAuthorized
- ComplementaryFormalQualifications
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- ThreeFourHoursPerWeek
- EarlyCertificateDelivery
- OpenEnrollmentStartAnytime
- TwoThreeHoursPerWeek
- RegularCertificateDelivery
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